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Portuguese bank charged by SEC over registration

WASHINGTON (MarketWatch)
Portugal’s Banco Espirito Santo was charged and fined nearly $7 million by the U.S. Securities and Exchange Commission for violations of the broker-dealer and investment adviser registration and the securities transaction …

WASHINGTON (MarketWatch)
Portugal’s Banco Espirito Santo was charged and fined nearly $7 million by the U.S. Securities and Exchange Commission for violations of the broker-dealer and investment adviser registration and the securities transaction …